SWG is an independent Hybrid RIA utilizing LPL Financial as our Broker/dealer with Charles Schwab and LPL serving as custodians, giving you, the advisor the choice in where your clients’ assets are held in custody.
Our mission: Provide the independent financial advisor and business owner the opportunity to outsource his or her compliance costs for a fraction of what they cost currently.
Philosophy of our partners:
- Believe: The future for a Financial Advisor is going to be centered around advisory or fee-based business NOT commissions.
- Believe: Compliance costs will increase in the years ahead.
- Believe: A financial Advisors best use of their time is meeting with or prospecting for current and new clients.
- Believe: maximizing payout with value received.
Our IAR contract has two key sections in it. First, it has a guaranteed buy-sell of your practice due to death or disability. Second, it allows you the flexibility to choose how you want to run your practice. Your team has dedicated professionals to help you grow and run your business to maximize growth and your future value.
Securities offered through LPL Financial, Member FINRA/SIPC. Investment Advice offered through Strategic Wealth Group RIA, a registered investment advisor. Strategic Wealth Group RIA is a separate entity from LPL Financial. The LPL Financial Registered Representatives associated with this site may only discuss or transact securities business with residents of the following states: AL, AZ, AR, CA, CO, FL, IL, IA, MI, MN, MO, NE, ND, PA, SC, TX, WA and WI.
Check the background of investment professionals associated with this site on FINRA’s BrokerCheck. Additional information about Strategic Wealth Group and our advisors is also available online at www.adviserinfo.sec.gov. You can view our firm’s information on this website by searching for Strategic Wealth Group, Registered Investment Advisor or by our CRD number 284430. Registration as an investment advisor does not imply a certain level of skill or training.